VLADIMIR BORD

О кандидате

C1 Высокий уровень владения языком - advanced

Профессиональный опыт и навыки

Прочее (указано в резюме)
10 лет и белее
10 лет и белее
Банки и финансовые услуги
от 3000 и более сотрудников
В международной компании
до 15 сотрудников
Трудовой контракт
Автоматизация финансовых функций
Бухгалтерский учет и налогообложение
Внутренний аудит
Excel выше среднего
SAP
Другие (указаны в резюме)

Подробнее о кандидате

В штат компании, частичная

Vladimir Bord

 

PROFESSIONAL SUMMARY:

 

Dedicated and analytical CFO / Controller with 25 + years of experience leading teams through public financial (SEC) reporting, financial audits, financial analysis, standard monthly accounting, and special projects while maximizing efficiency and accuracy. Motivational team leader with comprehensive abilities in staff training and development; able to drive effective communication across multiple organizational levels. Solid skills in time management, organization, leadership, and problem solving. Excel at coupling understanding of technical accounting/auditing theory and regulatory compliance with expertise in the mechanical accounting process.  Licensed with S-27.

 

PROFESSIONAL EXPERIENCE:

 

UBS AG (USA/Poland). Krakow                                                                                                                   January 2019 to Oct. 2020

Director – Group Internal Audit (Financial Audit Group)

Plan individual audits, defining audit objectives and preparing audit plans, and complete on-site business audits, evaluating the effectiveness of controls and writing up reports.

 

Ÿ Participate in/lead planning (IPA) and scoping review, which involves meeting relevant stakeholders to understand and walk

through the business and technology processes to identify the key risks and controls to be assessed.

Ÿ  Participate in preparation of the audit testing program and assessment of the adequacy of the design (IDA) and operation of the controls associated with the key risks identified.

Ÿ  Assess the risk and impact of the issues identified on reviews and assist with production of the report to management.

Ÿ  Follow up with clients on remediation of actions coming out of issues identified during audits.

Ÿ  Engage in ad hoc work on firmwide projects around new processes or activities and investigation of incidents.

Ÿ  Liaise with colleagues globally to understand global processes and facilitate benchmarking of the best practice.

Ÿ  Establish and maintain internal client relationships and regulatory interact with the business during the year to assess changes in the control environment and other matters arising in the business.

 

 

UBS AG (USA). Nashville, TN                                                                                                                          September 2015 to Dec. 2018

Director – Accounting and Controlling Group

Supervise accounting staff with direct oversight of US Branch Regulatory Reporting and US IHC Regulatory filings.

 

Ÿ  Prepare the monthly consolidated financial statements of UBS Americas Region, that include about 200 entities, located in    North and South America. The statements include three successive Consolidation Packages: IFRS, US GAAP and US GAAP (US companies only). The Consolidation Packages contains two full deliverable consolidation level: UBS Americas Inc. and UBs Americas Region combined. The statement presented by legal entities as well as in a view showing the contribution of major business lines: Investment Bank, Wealth Management, Global Asset Management, Corporate Center. For each one of the levels of consolidation prepare full detailed consolidation spreadsheets including eliminations and analysis of all intercompany versus third party balances, by entity and by sub entity.

Ÿ  Partner closely with entities product controllers including UBS SEC LLC and UBS FSI (Broker-Dealers) to reconcile the General ledger with the Focus reports.

Ÿ  Prepare financial and other information to both local and global regulators (FINRA, FINMA and the Federal Reserve Bank)

Ÿ  Create internal financial reports including financial forecasts.

Ÿ  Assist in developing Recovery and Resolution Planning compliance.

Ÿ Work closely with the company auditors per IHC audit Assist in developing Recovery and Resolution Planning compliance.

 

 

UBS Securities LLC (USA) Inc. Stamford, CT                                                                                          February 2015 to Sept 2015

Financial Principal- Consultant position

Responsible for supporting transitioning to Nashville, TN, the risk weighted asset and financial reporting closing processes for the Branch entities functions as well as other processes.

 

Ÿ  Providing support in managing the preparation of monthly risk weighted asset for under Basel III

Ÿ  Providing support in managing the preparation of Focus report filing (15c3-1).

Ÿ  Assisting in coordination of the monthly closing process with Product Controllers, Operations, Treasury and Tax Department.

Ÿ  Preparing adjustments and other month-end close process to support the monthly formal financial close.

 

 

Mitsubishi UFG Securities (USA) Inc. New York, NY                                                                            November 2013 to Jan 2015

Financial Principal-Consulting position

 

Ÿ  Prepare daily Net Capital calculation (15c3-1). Prepare weekly Customer reserve report (15c3-3).

Ÿ  Plan and coordinate the year-end audits, and monitor BD compliance and Focus report filing (15c3-1/15c3-3).

Ÿ  Assist in preparation of the company Federal Reserve filing; TIC-BC/TIC-BL/TIC-S

Ÿ  Advise on reporting and transfer pricing issue and intercompany reconciliation.

Ÿ  Execution Cost Report — per destination (exchanges, ecn, ats) / Section 31 fee Reconciliation Report.

Ÿ  Prepare on regular basis: Weekly / daily calculation of BD P&L; Work papers for compliance audit (NYSE / FINRA / SEC); WP

for audit (GAAP / SOX); Financials of the company per 17a-5.

 

Jefferies Group LLC. (Investment Bank), New York. NY                                                                     June 2006 to October 2013

CFO for Jefferies Execution Services (Broker-Dealer)

Ÿ  Ensured efficient operation of the Accounting, Finance and Treasury functions including management of Payroll, Accounts

Receivable / Payable, invoicing, wires and OCS processing for the BD.

Ÿ  Managed the execution of all planning, budgeting, forecasting, financial analysis and decision support activities for the group.

Ÿ  Collected, interpreted and presented the group financial information to senior management and assist with preparation of the

Companywide execution cost annual budget ($50M) and approved expenditures.

Ÿ  Planned and coordinated the year-end audits, examinations and monitor BD compliance and Focus report filing (15c3-1).

Ÿ  Assisted in preparation of the company regulatory filing (Forms 10-K, 10-Q).

Ÿ  Advised on reporting and transfer pricing issue, general control concern related to implementation of matching engine (ATS)

that the group will house and operate.

Ÿ  Directly prepared monthly close process postings; by designing and developing a general ledger procedure manual achieved

significant time-span reduction (from two week to four day) of the closing process.

Ÿ  Designed and prepared the following monthly reports in order to analyze and appraise operating results in term profitability

and performance against budget and operating effectiveness of the BD.

Ÿ  Liquidity Report — per customer / Managerial Report by business lines and execution / Profitability analyses — per customer /

Execution Cost Report — per destination (exchanges, ecn, ats) / Section 31 fee Reconciliation Report.

Ÿ  Liaison with NYSE / FINRA / Auditors.  Handled NYSE / FINRA /Audit inquiries as main contact person for firm.

Ÿ  Prepared on regular basis: Weekly / daily calculation of BD P&L; Work papers for compliance audit (NYSE / FINRA / SEC); WP

for audit (GAAP / SOX); Financials of the company per 17a-5.

 

Morgan Stanley Dean Witter Inc., (Investment Management Division), New York, NY            May 2005 to June 2006

Vice-President, Financial Controller Group

Ÿ  Supervised two employees directly and oversight of broker dealer employees.

Ÿ  Responsible for day-to-day management of the Unit Investment Trust accounting and regulatory reporting for three

investment Management Broker dealers.

Ÿ  Supervised preparation and filing of the broker dealers’ Focus reports (15c3-3).

Ÿ  Supervised Monthly UIT close process; worked closely with the internal/external Auditors and NYSE / SEC / NASD examiners.

Ÿ  Reviewed / prepared on regular basis: Weekly / daily calculation of UIT P&L; Work papers for compliance audit (NYSE / NASD

/ SEC); WP for audit.

 

 

Lynch, Jones & Ryan Inc., (Broker / Dealer), New York, NY                                                      May 2000 to May 2005

Assistant Controller

Ÿ  Reviewed / prepared: Daily P&L; Blotter report; Monthly cash flow analysis; Focus report (15c (3-1).

Ÿ  Reviewed: Financials of subsidiaries including analysis and evaluation of execution cost, NYSE floor cost

Ÿ  Maintained: Schedule of the Firms investments, including Mark to Market and Interest accruals on the firm positions (FASB

115).

Vladimir Bord Resume                                                                                                                                                                                       Page 2

 

Ÿ  Prepared on regular basis:  Work papers for compliance audit (NYSE / NASD / SEC); Work papers for financial audit; Financial

Statements of the firm and its subs.; cost / revenue departmental / company budget (forecast),

Ÿ  Supervised accounting staff.

 

Bassini Playfair + Associates LLC, (Asset Management), New York, NY                               April 1995 to May 2000

Accountant

Ÿ  Created and implemented monthly close procedures and manuals.

Ÿ  Prepared / analyzed: Financial Statements of the company; weekly / monthly / annual statements of Cash Flows; schedules of

Capital Expenditures; schedules of accrual expenses and revenues.

Ÿ  Responsible for: Cash transactions between the company’s domestic and oversea subsidiaries.

Ÿ  Maintained: Payroll, Accounts Receivable and Payable of the company.

 

EDUCATION / LICENSES:

Pace University, Lubin School of Business, New York, NY
MBA courses completed — Public Accounting (December 1999)
BBA — Public Accounting (December 1996)
Licenses: Series 27

 

PRODUCT KNOWLEDGE:

Products: Equity; Repo/RRepo; US Treasury Sec.; Corporate Bond; Options; Future/Forward.

 

SKILLS:

 

Languages: Bilingual (Russian / English)

Technical Skills: MS Excel /Word/PowerPoint / Access & accounting software (SAP, Oracle, LDB, People Soft, Lawson, Omega, UIT trading system, Salomon IV, Great Plains, MRI).